RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• A•• M••••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Sep 11, 2025 · Minnetonka, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJul 27, 2022 to Aug 18, 2025 · Edina, Mn
- A••••••••• F•••••••• S•••••••• L•• to G•••• V••••• A•••••• G••••• L••left Aug 18, 2025, registered Sep 11, 2025 (24 days) · Affiliated broker-dealer or bank to independent RIA
- K••••• A•• M•••••••• left A••••••••• F•••••••• S•••••••• L•• for G•••• V••••• A•••••• G••••• L•• (registered 2025-09-11)Aug 18, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address