RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• M•••••• C••••
- B••••• F•••••••• G•••• independent RIA currentsince Mar 2, 2026 · Plymouth, Mn
- M••••• L•• independent RIAJan 27, 2022 to Mar 12, 2026 · Austin, Tx
- M••••• L•• to B••••• F•••••••• G••••left Mar 12, 2026, registered Mar 2, 2026 (-10 days) · RIA to RIA
- G•••••• M•••••• C•••• no longer holds an investment adviser registration (last listed at B••••• F•••••••• G•••• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- G•••••• M•••••• C•••• left M••••• L•• for B••••• F•••••••• G•••• (registered 2026-03-02)Mar 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address