RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• F•••••
- F••••• F•••••••• P••••••• state registered currentsince Aug 30, 2024 · Berea, Oh
- F••••• W••••• L•• independent RIAMay 31, 2023 to Feb 26, 2024 · Middleburg Heights, Oh
- L•••••• P•••• F•••••••• G•••• independent RIAFeb 2, 2022 to May 31, 2023 · Avon, Oh
- F••••• W••••• L•• to F••••• F•••••••• P•••••••left Feb 26, 2024, registered Aug 30, 2024 (186 days) · RIA to a state-registered adviser
- L•••••• P•••• F•••••••• G•••• to F••••• W••••• L••left May 31, 2023, registered May 31, 2023 (0 days) · RIA to RIA
- D•••• A••••• F••••• left F••••• W••••• L•• for F••••• F•••••••• P••••••• (registered 2024-08-30)Feb 26, 2024 · Advisor changed firm · fact
- D•••• A••••• F••••• left L•••••• P•••• F•••••••• G•••• for F••••• W••••• L•• (registered 2023-05-31)May 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address