RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A••••• P•••••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Dec 8, 2025 · Boston, Ma
- C••••••• S••••••••• I••• BD affiliatedOct 16, 2023 to May 29, 2025 · Medford, Ma
- T• P•••••• C••••• W••••• L•• BD affiliatedJun 8, 2022 to Oct 13, 2023 · Greenville, Sc
- C••••••• S••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left May 29, 2025, registered Dec 8, 2025 (193 days) · Other
- T• P•••••• C••••• W••••• L•• to C••••••• S••••••••• I•••left Oct 13, 2023, registered Oct 16, 2023 (3 days) · Affiliated broker-dealer or bank to another
- T••••• A••••• P••••••••• left C••••••• S••••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-12-08)May 29, 2025 · Advisor changed firm · fact
- T••••• A••••• P••••••••• left T• P•••••• C••••• W••••• L•• for C••••••• S••••••••• I••• (registered 2023-10-16)Oct 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address