DFX Intelligence
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Registered advisor
H••••••• T••••• P•••
Feed of 09/14/2026
Also filed as H••••••• T••••• P••••••••• P•••
At current firm
3 y
since Jan 6, 2023
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 6, 2023 · Raleigh, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 7, 2022 to Dec 8, 2022 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 8, 2022, registered Jan 6, 2023 (29 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address