RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• Z••••
- G••••• V•••• I••••••••• state registered currentsince Jun 25, 2024 · Union City, Nj
- T••••••••• C•••••• L•• formerSep 8, 2023 to Oct 1, 2024 · Boston, Ma
- A•••• C•••••• I••••••••• L•• state registeredOct 26, 2022 to Sep 14, 2023 · East Boston, Ma
- T••••••••• C•••••• L•• to G••••• V•••• I•••••••••left Oct 1, 2024, registered Jun 25, 2024 (-98 days) · Other
- A•••• C•••••• I••••••••• L•• to T••••••••• C•••••• L••left Sep 14, 2023, registered Sep 8, 2023 (-6 days) · Other
- J•••••• Z•••• left T••••••••• C•••••• L•• for G••••• V•••• I••••••••• (registered 2024-06-25)Oct 1, 2024 · Advisor changed firm · fact
- J•••••• Z•••• left A•••• C•••••• I••••••••• L•• for T••••••••• C•••••• L•• (registered 2023-09-08)Sep 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address