RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• G••••••
- B••••••• G••••• A••••••• asset manager currentsince Mar 19, 2024 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 18, 2022 to May 7, 2024 · New York, Ny
- C•••••••• G••••• M•••••• I••• to B••••••• G••••• A•••••••left May 7, 2024, registered Mar 19, 2024 (-49 days) · Other
- D•••••• G•••••• left C•••••••• G••••• M•••••• I••• for B••••••• G••••• A••••••• (registered 2024-03-19)May 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address