RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 19, 2023 · Ann Arbor, Mi
- S•• BD affiliatedFeb 16, 2023 to May 19, 2023 · Ann Arbor, Mi
- O•••• W•••••• I••• BD affiliatedFeb 15, 2023 to Feb 21, 2023 · Southfield, Mi
- S•• to L•• F•••••••• L••left May 19, 2023, registered May 19, 2023 (0 days) · corporate re-registration, not a move
- O•••• W•••••• I••• to S••left Feb 21, 2023, registered Feb 16, 2023 (-5 days) · Affiliated broker-dealer or bank to another
- M•••••• B••••••• left O•••• W•••••• I••• for Spc (registered 2023-02-16)Feb 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address