K•••• N••• C•••••

U••• B•••••• A•••••••• L••BD affiliatedLong Beach, Ca dual registrantIAPD 7538228

Feed of 09/14/2026

Also filed as K•••• N••• C••••••••• N••• C•••••

At current firm

0 y

since Feb 13, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Long Beach, Ca
U••• B•••••• I••••••••• I••• former
Aug 11, 2023 to Feb 13, 2026 · Saint Paul, Mn
L•• F•••••••• L•• BD affiliated
Jul 11, 2022 to Aug 10, 2023 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••
left Aug 10, 2023, registered Aug 11, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

••• Locked
Aug 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address