RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• C•••••• P•••••
- L•• E••••••••• L•• BD affiliated currentsince Mar 19, 2025 · Belle Vernon, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 7, 2025 to Mar 13, 2025 · Pittsburgh, Pa
- M•• I•••••••• S•••••••• L•• to L•• E••••••••• L••left Mar 13, 2025, registered Mar 19, 2025 (6 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••• C•••••• P••••• left M•• I•••••••• S•••••••• L•• for L•• E••••••••• L•• (registered 2025-03-19)Mar 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address