DFX Intelligence
RIA Intelligence
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Registered advisor
P•••••• M•••••
Feed of 09/15/2026
At current firm
1 y
since Aug 14, 2025
In the industry
14 y
since Mar 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••••• C•••••• M••••••••• I••• asset manager currentsince Aug 14, 2025 · Boston, Ma
- A••••• A•••• M••••••••• U•• I••• formerJun 28, 2022 to Apr 25, 2025 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•••• M••••••••• U•• I••• to V•••••• C•••••• M••••••••• I•••left Apr 25, 2025, registered Aug 14, 2025 (111 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address