RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• A••••• R•••••• M•••••••
- G••• L••• A•••••••• L•• independent RIA currentsince Oct 10, 2024 · Durham, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 24, 2023 to Jul 11, 2024 · Durham, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• to G••• L••• A•••••••• L••left Jul 11, 2024, registered Oct 10, 2024 (91 days) · Affiliated broker-dealer or bank to independent RIA
- K•••••• A••••• R•••••• M••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for G••• L••• A•••••••• L•• (registered 2024-10-10)Jul 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address