T••••• M•••••• B••••••

K••••• A••••••• S•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 7622014

Feed of 09/15/2026

Also filed as T••••• B••••••••• M•••••• B••••••

At current firm

1 y

since Jul 8, 2025

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Jul 8, 2025 · Austin, Tx
L•• F•••••••• L•• BD affiliated
Apr 2, 2024 to Jun 26, 2025 · Austin, Tx
E•••••••• A•••••••• L•• national BD
Oct 19, 2022 to Feb 9, 2024 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••
left Jun 26, 2025, registered Jul 8, 2025 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Feb 9, 2024, registered Apr 2, 2024 (53 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Jun 26, 2025 · Advisor changed firm · fact
••• Locked
Feb 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address