DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• R•••••• L•••••
Feed of 09/14/2026
Also filed as J••••• R• L••••••••• L••••••••• R•••••• L••••••••• R• L••••••••• L•••••
At current firm
0 y
since Mar 16, 2026
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 16, 2026 · Mountain Brook, Al
- A••••••••• F•••••••• S•••••••• L•• national BDSep 30, 2025 to Mar 30, 2026 · Birmingham, Al
- L•• F•••••••• L•• BD affiliatedJan 23, 2023 to Oct 6, 2025 · Mountain Brook, Al
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 30, 2026, registered Mar 16, 2026 (-14 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 6, 2025, registered Sep 30, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedMar 30, 2026 · Advisor changed firm · fact
- ••• LockedOct 6, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address