RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• S•••••• H••••••••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince Sep 8, 2025 · New York, Ny
- L••••• I••••••••• M••••••••• formerJan 25, 2023 to Sep 18, 2023 · San Jose, Ca
- L••••• I••••••••• M••••••••• to J•••••••• I••••••••• A••••••• L••left Sep 18, 2023, registered Sep 8, 2025 (721 days) · Other
- N••••••• S•••••• H•••••••• left L••••• I••••••••• M••••••••• for J•••••••• I••••••••• A••••••• L•• (registered 2025-09-08)Sep 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address