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Registered advisor
B•••••• V•••••• W•••••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseNiagara Falls, Nydual registrantIAPD 7717742
Feed of 09/14/2026
Also filed as Brad W•••••••••
At current firm
0 y
since Jun 18, 2026
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 18, 2026 · Niagara Falls, Ny
- L•• E••••••••• L•• BD affiliatedApr 8, 2025 to Jan 13, 2026 · Williamsville, Ny
- L•• F•••••••• L•• BD affiliatedSep 8, 2023 to Feb 7, 2025 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 10, 2023 to Sep 13, 2023 · Williamsville, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• E••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 13, 2026, registered Jun 18, 2026 (156 days) · Affiliated broker-dealer or bank to wirehouse
- L•• F•••••••• L•• to L•• E••••••••• L••left Feb 7, 2025, registered Apr 8, 2025 (60 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 13, 2023, registered Sep 8, 2023 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- B•••••• V•••••• W••••••••• left L•• E••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-06-18)Jan 13, 2026 · Advisor changed firm · fact
- B•••••• V•••••• W••••••••• left L•• F•••••••• L•• for L•• E••••••••• L•• (registered 2025-04-08)Feb 7, 2025 · Advisor changed firm · fact
- B•••••• V•••••• W••••••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2023-09-08)Sep 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address