RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• P•••••• C•••••
- S•• W••••• M••••••••• L•• independent RIA currentsince May 28, 2026 · Plymouth, Ma
- M•••••••• A••••••• mixed wealthFeb 5, 2025 to May 1, 2026 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 28, 2024 to Jan 6, 2025 · Smithfield, Ri
- M•••••••• A••••••• to S•• W••••• M••••••••• L••left May 1, 2026, registered May 28, 2026 (27 days) · RIA to RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••••• A•••••••left Jan 6, 2025, registered Feb 5, 2025 (30 days) · Other
- C•••• P•••••• C••••• left M•••••••• A••••••• for S•• W••••• M••••••••• L•• (registered 2026-05-28)May 1, 2026 · Advisor changed firm · fact
- C•••• P•••••• C••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••••••• A••••••• (registered 2025-02-05)Jan 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address