RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• T••••• F••••••
- S•••• R•••• I••••••••• C•••••• L•• state registered currentsince Mar 16, 2026 · Idaho Falls, Id
- K••• L•• independent RIASep 15, 2025 to Jan 20, 2026 · Rapid City, Sd
- K••••• F•••••••• G••••• I••• formerJun 6, 2024 to Dec 22, 2025 · Rapid City, Sd
- K••• L•• to S•••• R•••• I••••••••• C•••••• L••left Jan 20, 2026, registered Mar 16, 2026 (55 days) · RIA to a state-registered adviser
- K••••• F•••••••• G••••• I••• to K••• L••left Dec 22, 2025, registered Sep 15, 2025 (-98 days) · RIA to RIA · moved with a team
- A•••• T••••• F•••••• left K••• L•• for S•••• R•••• I••••••••• C•••••• L•• (registered 2026-03-16)Jan 20, 2026 · Advisor changed firm · fact
- A•••• T••••• F•••••• left K••••• F•••••••• G••••• I••• for K••• L•• (registered 2025-09-15)Dec 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address