DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

E•••• S••••

M••••• S••••••wirehouseFort Worth, Txdual registrantIAPD 7751347

Feed of 09/14/2026

Also filed as E•••• J•••• S••••••••• S••••

At current firm

1 y

since Aug 20, 2025

In the industry

13 y

since Apr 1, 2013 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Aug 20, 2025 · Fort Worth, Tx

S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Aug 6, 2025 · Fort Worth, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 12, 2024 to Mar 31, 2025 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to M••••• S••••••
left Aug 6, 2025, registered Aug 20, 2025 (14 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Aug 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address