RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• D•••• H•••
- C•••••••• W••••• M••••••••• L••• state registered currentsince Oct 30, 2025 · Overland Park, Ks
- A••••• W••••• P••••••• independent RIAOct 25, 2024 to Oct 16, 2025 · Overland Park, Ks
- C••• L•• BD affiliatedJul 31, 2023 to Nov 18, 2024 · Omaha, Ne
- A••••• W••••• P••••••• to C•••••••• W••••• M••••••••• L•••left Oct 16, 2025, registered Oct 30, 2025 (14 days) · RIA to a state-registered adviser
- C••• L•• to A••••• W••••• P•••••••left Nov 18, 2024, registered Oct 25, 2024 (-24 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• D•••• H••• left A••••• W••••• P••••••• for C•••••••• W••••• M••••••••• L••• (registered 2025-10-30)Oct 16, 2025 · Advisor changed firm · fact
- M••••• D•••• H••• left C••• L•• for A••••• W••••• P••••••• (registered 2024-10-25)Nov 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address