DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brady Brandt

Ameriprise Financial Services, LLCnational BDRoseville, Cadual registrantIAPD 7766055

Feed of 09/14/2026

Also filed as Brady Brandt

At current firm

0 y

since Jan 12, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Jan 12, 2026 · Roseville, Ca
Osaic Wealth, Inc. BD affiliated
Feb 14, 2025 to Dec 18, 2025 · Roseville, Ca
Aw Securities former
May 29, 2024 to Jan 21, 2025 · Folsom, Ca
Allworth Financial, L.P. BD affiliated
May 29, 2024 to Jan 21, 2025 · Folsom, Ca
Ameriprise Financial Services, LLC national BD
Oct 20, 2023 to Apr 9, 2024 · Folsom, Ca

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to Ameriprise Financial Services, LLC
left Dec 18, 2025, registered Jan 12, 2026 (25 days) · Affiliated broker-dealer or bank to another
Aw Securities to Allworth Financial, L.P.
left Jan 21, 2025, registered May 29, 2024 (-237 days) · Other
Allworth Financial, L.P. to Osaic Wealth, Inc.
left Jan 21, 2025, registered Feb 14, 2025 (24 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Aw Securities
left Apr 9, 2024, registered May 29, 2024 (50 days) · Other

Signals

Brady Brandt left Osaic Wealth, Inc. for Ameriprise Financial Services, Llc (registered 2026-01-12)
Dec 18, 2025 · Advisor changed firm · fact
Brady Brandt left Allworth Financial, L.P. for Osaic Wealth, Inc. (registered 2025-02-14)
Jan 21, 2025 · Advisor changed firm · fact
Brady Brandt left Aw Securities for Allworth Financial, L.P. (registered 2024-05-29)
Jan 21, 2025 · Advisor changed firm · fact
Brady Brandt left Ameriprise Financial Services, Llc for Aw Securities (registered 2024-05-29)
Apr 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address