RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• S••••
- A•••••• W••••• S••••••••• L•• state registered currentsince Aug 27, 2025 · Show Low, Az
- A•••••• C•••••• L•• independent RIAJan 22, 2024 to Sep 19, 2024 · Tucson, Az
- H••••••• W••••• M••••••••• unclassifiedJun 21, 2023 to Sep 4, 2024 · Tucson, Az
- A•••••• C•••••• L•• to A•••••• W••••• S••••••••• L••left Sep 19, 2024, registered Aug 27, 2025 (342 days) · RIA to a state-registered adviser
- H••••••• W••••• M••••••••• to A•••••• C•••••• L••left Sep 4, 2024, registered Jan 22, 2024 (-226 days) · Other · moved with a team
- T••• S•••• left A•••••• C•••••• L•• for A•••••• W••••• S••••••••• L•• (registered 2025-08-27)Sep 19, 2024 · Advisor changed firm · fact
- T••• S•••• left H••••••• W••••• M••••••••• for A•••••• C•••••• L•• (registered 2024-01-22)Sep 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address