RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• M•••••• E•••
- U•••• F•••••••• A••••••• independent RIA currentsince May 5, 2025 · Clearwater, Fl
- S•••••• I••••••••• L•• independent RIAJan 4, 2024 to May 8, 2025 · Clearwater, Fl
- F•••••• F•••••••• A•••••••• L•• BD affiliatedJul 6, 2023 to Oct 6, 2023 · Tampa, Fl
- S•••••• I••••••••• L•• to U•••• F•••••••• A•••••••left May 8, 2025, registered May 5, 2025 (-3 days) · RIA to RIA
- F•••••• F•••••••• A•••••••• L•• to S•••••• I••••••••• L••left Oct 6, 2023, registered Jan 4, 2024 (90 days) · Affiliated broker-dealer or bank to independent RIA
- K••••• M•••••• E••• left S•••••• I••••••••• L•• for U•••• F•••••••• A••••••• (registered 2025-05-05)May 8, 2025 · Advisor changed firm · fact
- K••••• M•••••• E••• left F•••••• F•••••••• A•••••••• L•• for S•••••• I••••••••• L•• (registered 2024-01-04)Oct 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address