RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• K•••• C••••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Oct 24, 2024 · St. George, Ut
- I•••••••• I••••••••• I••• formerSep 30, 2024 to Nov 15, 2024 · St George, Ut
- C•••••• I••••••••• L•• state registeredAug 9, 2023 to Oct 2, 2024 · St. George, Ut
- I•••••••• I••••••••• I••• to A••••• F•••••••• P•••••••• I•••left Nov 15, 2024, registered Oct 24, 2024 (-22 days) · RIA to RIA · moved with a team
- C•••••• I••••••••• L•• to I•••••••• I••••••••• I•••left Oct 2, 2024, registered Sep 30, 2024 (-2 days) · Other
- Z•••••• K•••• C•••••• left I•••••••• I••••••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2024-10-24)Nov 15, 2024 · Advisor changed firm · fact
- Z•••••• K•••• C•••••• left C•••••• I••••••••• L•• for I•••••••• I••••••••• I••• (registered 2024-09-30)Oct 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address