RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• H••••••• C•••• B•••• D• O•••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Feb 25, 2026 · Miami, Fl
- L•• E••••••••• L•• BD affiliatedNov 18, 2024 to Jan 21, 2025 · Miami, Fl
- P•••• S••••••••• L•• no RAUMAug 14, 2024 to Nov 12, 2024 · Boca Raton, Fl
- L•• E••••••••• L•• to C•••••••• G••••• M•••••• I•••left Jan 21, 2025, registered Feb 25, 2026 (400 days) · Other
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 12, 2024, registered Nov 18, 2024 (6 days) · corporate re-registration, not a move
- E•••••• H••••••• C•••• B•••• D• O••••••• left L•• E••••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2026-02-25)Jan 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address