RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• J••••• N•••••••
- L•• E••••••••• L•• BD affiliated currentsince Jul 16, 2026 · Champaign, Il
- I•• W••••• M••••••••• I••• BD affiliatedMar 13, 2025 to Aug 8, 2025 · Quincy, Il
- S••••• F••••••••• L••• independent RIASep 21, 2024 to Feb 17, 2025 · Edwardsville, Il
- I•• W••••• M••••••••• I••• to L•• E••••••••• L••left Aug 8, 2025, registered Jul 16, 2026 (342 days) · Affiliated broker-dealer or bank to another
- S••••• F••••••••• L••• to I•• W••••• M••••••••• I•••left Feb 17, 2025, registered Mar 13, 2025 (24 days) · RIA to affiliated broker-dealer or bank
- L•• J••••• N••••••• left I•• W••••• M••••••••• I••• for L•• E••••••••• L•• (registered 2026-07-16)Aug 8, 2025 · Advisor changed firm · fact
- L•• J••••• N••••••• left S••••• F••••••••• L••• for I•• W••••• M••••••••• I••• (registered 2025-03-13)Feb 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address