RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• N••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jun 5, 2026 · West Palm Bch, Fl
- C••••••• I••••••••• G•••• independent RIAFeb 3, 2025 to Apr 30, 2026 · Nashville, Tn
- L•• F•••••••• L•• BD affiliatedDec 19, 2024 to Apr 21, 2025 · Wellington, Fl
- C••••••• I••••••••• G•••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 30, 2026, registered Jun 5, 2026 (36 days) · Other
- L•• F•••••••• L•• to C••••••• I••••••••• G••••left Apr 21, 2025, registered Feb 3, 2025 (-77 days) · Affiliated broker-dealer or bank to a newly registered adviser
- E••• N•••••• left C••••••• I••••••••• G•••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-06-05)Apr 30, 2026 · Advisor changed firm · fact
- E••• N•••••• left L•• F•••••••• L•• for C••••••• I••••••••• G•••• (registered 2025-02-03)Apr 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address