RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•• J• S••••••••
- O•••• W•••••• I••• BD affiliated currentsince Jul 8, 2026 · Cedar Rapids, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 5, 2025 to Jul 20, 2026 · Cedar Rapids, Ia
- A••••••••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Jul 20, 2026, registered Jul 8, 2026 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•• J• S•••••••• left A••••••••• F•••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2026-07-08)Jul 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address