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RIA Intelligence
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Registered advisor
M•••••• O••••
Feed of 09/14/2026
Also filed as M•••••• Gregg O••••
At current firm
0 y
since Aug 10, 2026
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 10, 2026 · Brookfield, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDApr 14, 2025 to Jul 14, 2026 · Bloomington, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jul 14, 2026, registered Aug 10, 2026 (27 days) · Affiliated broker-dealer or bank to another
Signals
- M•••••• O•••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-08-10)Jul 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address