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Registered advisor
W•••••• R•••••• M•••••
Feed of 09/14/2026
At current firm
18 y
since Feb 12, 2008
In the industry
38 y
since Aug 16, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• C•••••• M••••••••• state registered currentsince Feb 12, 2008 · Sarasota, Fl
- M••••• C•••••• M••••••••• state registeredFeb 12, 2008 to Dec 31, 2009 · Sarasota, Fl
- M••••• K••••• • C••••••• L•• formerOct 27, 1998 to Apr 30, 2003 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• K••••• • C••••••• L•• to M••••• C•••••• M•••••••••left Apr 30, 2003, registered Feb 12, 2008 (1749 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address