DFX Intelligence
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Registered advisor
J••••••• G• L••••
Feed of 09/22/2026
At current firm
0 y
since Sep 21, 2026
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- D•••••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 21, 2026 · South Jordan, Ut
- W••••••• C•••••• independent RIAMay 9, 2025 to Aug 31, 2026 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- W••••••• C•••••• to D•••••••• A••••••• S•••••••• L••left Aug 31, 2026, registered Sep 21, 2026 (21 days) · RIA to affiliated broker-dealer or bank
Signals
- ••• LockedSep 21, 2026 · Advisor registered · fact
- ••• LockedAug 31, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address