RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• C••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 14, 2025 · Oak Brook, Il
- P•••••• S•• F•••••••• G•••• formerJul 10, 2014 to Nov 12, 2025 · Lake Bluff, Il
- C••• B•••••••• S•••••••• I••• formerSep 28, 2001 to Oct 21, 2004 · Chicago, Il
- P•••••• S•• F•••••••• G•••• to L•• F•••••••• L••left Nov 12, 2025, registered Oct 14, 2025 (-29 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••• B•••••••• S•••••••• I••• to P•••••• S•• F•••••••• G••••left Oct 21, 2004, registered Jul 10, 2014 (3549 days) · Other
- M•••••• R•••••• C•••• left P•••••• S•• F•••••••• G•••• for L•• F•••••••• L•• (registered 2025-10-14)Nov 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address