A••• D••• H•••••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Sep 14, 2026 · Indianapolis, In
• A••••••• A••••••• S•••••••• L•• BD affiliated current
  since Nov 1, 2021 · Carmel, In
• A••••••• A••••••• S•••••••• L•• BD affiliated current
  since Nov 1, 2021 · Carmel, In
• A••••••• A••••••• S•••••••• L•• BD affiliated
  Nov 1, 2021 to Sep 21, 2026 · Carmel, In
• A••••••• A••••••• S••••••• former
  Sep 30, 2004 to Nov 1, 2021 · Carmel, In
• T•• A••••••• G••••• I••• unclassified
  Jan 9, 2003 to Sep 30, 2004 · Indianaplis, In
• M•• F•••••••• S•••••••• I••• former
  Mar 26, 2001 to Dec 19, 2002 · Indianapolis, In

• A••••••• A••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Sep 21, 2026, registered Sep 14, 2026 (-7 days) · Affiliated broker-dealer or bank to another
• A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••
  left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
• T•• A••••••• G••••• I••• to A••••••• A••••••• S•••••••
  left Sep 30, 2004, registered Sep 30, 2004 (0 days) · Other
• M•• F•••••••• S•••••••• I••• to T•• A••••••• G••••• I•••
  left Dec 19, 2002, registered Jan 9, 2003 (21 days) · Other

• ••• Locked
  Sep 21, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

54derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address