RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W•••• W••••••
- W•••••• P•••••• W••••• independent RIA currentsince Feb 18, 2003 · Akron, Oh
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Dec 12, 2009 · Cleveland, Oh
- W•••••• C•••••••• unclassifiedJan 31, 2002 to Jun 23, 2003 · Akron, Oh
- M••••• S•••••• C••••••••• unclassifiedJan 1, 2000 to Sep 8, 2009 · Boca Raton, Fl
- L•• F•••••••• L•• to no registered destinationleft Dec 12, 2009 · Departure, no registered destination
- M••••• S•••••• C••••••••• to W•••••• C••••••••left Sep 8, 2009, registered Jan 31, 2002 (-2777 days) · Other
- W•••••• C•••••••• to W•••••• P•••••• W•••••left Jun 23, 2003, registered Feb 18, 2003 (-125 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address