DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benedict Martin Maloney
Feed of 09/14/2026
Also filed as Ben Maloney
At current firm
10 y
since Nov 3, 2015
In the industry
27 y
since Aug 12, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Centaurus Financial, Inc. BD affiliated currentsince Nov 3, 2015 · Anaheim, Ca
- J P Turner & Company Capital Management, LLC formerAug 10, 2009 to Oct 30, 2015 · San Diego, Ca
- Wbb Securities, LLC state registeredJan 3, 2006 to Aug 10, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- J P Turner & Company Capital Management, LLC to Centaurus Financial, Inc.left Oct 30, 2015, registered Nov 3, 2015 (4 days) · Other · moved with a team
- Wbb Securities, LLC to J P Turner & Company Capital Management, LLCleft Aug 10, 2009, registered Aug 10, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address