DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Registered advisor
C••••• L••••• D••••
Feed of 09/18/2026
At current firm
0 y
since Jul 29, 2026
In the industry
18 y
since Dec 1, 2007 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
43
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
42
dated events on this person
Registration history
IAPD current and previous registrations
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jul 29, 2026 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
- Curtis Lamont Davis added a LA registration at T• P•••••• C••••• W••••• L••Sep 17, 2026 · New state registration · fact
- Curtis Lamont Davis added a GA registration at T• P•••••• C••••• W••••• L••Sep 17, 2026 · New state registration · fact
- Curtis Lamont Davis added a AR registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a CA registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a CO registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a DE registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a HI registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a ID registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a IL registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a IN registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a IA registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a KS registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a KY registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a OR registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a AK registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a NV registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a NM registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a NC registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a OH registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a OK registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a AL registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a SD registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a TX registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a WA registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a WI registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a WY registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a MI registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a MN registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a MS registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a MO registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a MT registration at T• P•••••• C••••• W••••• L••Sep 16, 2026 · New state registration · fact
- Curtis Lamont Davis added a MA registration at T• P•••••• C••••• W••••• L••Sep 9, 2026 · New state registration · fact
- Curtis Lamont Davis added a FL registration at T• P•••••• C••••• W••••• L••Sep 3, 2026 · New state registration · fact
- Curtis Lamont Davis added a PA registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a NY registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a RI registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a CT registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a VA registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a NH registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a ME registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a NJ registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
- Curtis Lamont Davis added a MD registration at T• P•••••• C••••• W••••• L••Sep 2, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address