RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• V•• N••• O••••
- O•••• A•••• M••••••••• L•• state registered currentsince Apr 23, 2026 · Chagrin Falls, Oh
- O•••• F•• I••• formerSep 4, 2003 to Dec 9, 2004 · Cleveland, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 1, 2000 to Sep 12, 2003 · Chagin Falls, Oh
- O•••• F•• I••• to O•••• A•••• M••••••••• L••left Dec 9, 2004, registered Apr 23, 2026 (7805 days) · Other
- C•••••••• G••••• M•••••• I••• to O•••• F•• I•••left Sep 12, 2003, registered Sep 4, 2003 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address