RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••• B•••••••
- S•••• P••••••••• L•• independent RIA currentsince May 6, 2019 · Lake Forest Park, Wa
- W••• I•• state registered currentsince Dec 5, 2014 · Bellevue, Wa
- T•• A•••••• S•••••• I••• formerJun 3, 2003 to Dec 5, 2014 · Bothell, Wa
- I•• A•••• M••••••••• I•• formerJan 1, 2000 to Apr 30, 2003 · Spokane, Wa
- T•• A•••••• S•••••• I••• to W••• I••left Dec 5, 2014, registered Dec 5, 2014 (0 days) · Other
- I•• A•••• M••••••••• I•• to T•• A•••••• S•••••• I•••left Apr 30, 2003, registered Jun 3, 2003 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address