DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph P Quinn
Feed of 09/14/2026
Also filed as Joseph P Quinn
At current firm
0 y
since Jul 17, 2026
In the industry
25 y
since Jul 17, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jul 17, 2026 · Dallas, Tx
- Kestra Advisory Services, LLC BD affiliatedApr 18, 2016 to Jul 17, 2026 · Dallas, Tx
- Nfp Advisor Services, LLC formerMay 24, 2005 to Sep 22, 2016 · Addison, Tx
- Mony Securities Corporation unclassifiedApr 14, 2004 to May 26, 2005 · Dallas, Tx
- Veravest Investment Advisors, Inc. unclassifiedMar 20, 2002 to Dec 19, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to Ameriprise Financial Services, LLCleft Jul 17, 2026, registered Jul 17, 2026 (0 days) · Affiliated broker-dealer or bank to another
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
- Mony Securities Corporation to Nfp Advisor Services, LLCleft May 26, 2005, registered May 24, 2005 (-2 days) · Other
- Veravest Investment Advisors, Inc. to Mony Securities Corporationleft Dec 19, 2003, registered Apr 14, 2004 (117 days) · Other
Signals
- Joseph P Quinn left Kestra Advisory Services, Llc for Ameriprise Financial Services, Llc (registered 2026-07-17)Jul 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address