DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/14/2026
Also filed as Bill M••••••
At current firm
21 y
since Feb 18, 2005
In the industry
42 y
since Dec 8, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••••• P••• I•• former currentsince Feb 18, 2005 · Mill Creek, Wa
- G••••••• P••• R• formerApr 6, 2015 to Oct 3, 2016 · Bothell, Wa
- G••••••• P••• M••••••••• L•• unclassifiedJan 3, 2013 to Jun 9, 2014 · Bothell, Wa
- G••••••• C•••••• I•• unclassifiedMar 25, 1992 to Feb 18, 2005 · Everett, Wa
Moves
a registration end followed by a registration begin elsewhere
- G••••••• P••• R• to no registered destinationleft Oct 3, 2016 · Departure, no registered destination
- G••••••• P••• M••••••••• L•• to G••••••• P••• R•left Jun 9, 2014, registered Apr 6, 2015 (301 days) · Other
- G••••••• C•••••• I•• to G••••••• P••• I••left Feb 18, 2005, registered Feb 18, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address