RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••• A•••••
- A••••••• F•••••••• S••••••• state registered currentsince Mar 21, 2012 · Scottsdale, Az
- A••••••• F•••••••• S••••••• state registeredMar 21, 2016 to Dec 31, 2020 · Scottsdale, Az
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealthMay 9, 2012 to Dec 11, 2015 · Eagle, Id
- S••••• F•••••••• S•••••••• I••• formerMay 6, 2005 to Jan 6, 2012 · Scottsdale, Az
- A••••••• F•••••••• S••••••• to no registered destinationleft Dec 31, 2020 · Departure, no registered destination
- A••••••• I••••••••• S••••••••• G••••• L•• to A••••••• F•••••••• S•••••••left Dec 11, 2015, registered Mar 21, 2016 (101 days) · Other
- S••••• F•••••••• S•••••••• I••• to A••••••• F•••••••• S•••••••left Jan 6, 2012, registered Mar 21, 2012 (75 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address