RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• L•• D••••••••
- M•••• • A••••••••• I••• independent RIA currentsince Jul 30, 2015 · Washington, Ia
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 11, 2006 to Jul 10, 2015 · Kalona, Ia
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 11, 1999 to Sep 11, 2006 · Washington, Ia
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•••• • A••••••••• I•••left Jul 10, 2015, registered Jul 30, 2015 (20 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 11, 2006, registered Sep 11, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address