RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• J••••• R•••••••••
- T•• A•••••••• G•••• BD affiliated currentsince Aug 3, 2026 · Las Vegas, Nv
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Aug 11, 2026 · Jefferson City, Mo
- M••••• S•••••• C••••••••• unclassifiedApr 8, 1996 to Sep 8, 2009 · Boston, Ma
- L•• F•••••••• L•• to T•• A•••••••• G••••left Aug 11, 2026, registered Aug 3, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- G••• J••••• R••••••••• left L•• F•••••••• L•• for T•• A•••••••• G•••• (registered 2026-08-03)Aug 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address