RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• W•••••• R••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Eatontown, Nj
- R••••••• F•••••••• S•••••••• I••• state registered currentsince Jan 25, 2010 · Eatontown, Nj
- R••••••• F•••••••• S•••••••• I••• state registeredNov 3, 2003 to Dec 31, 2009 · Ocean, Nj
- V••••• S••••••••• C••••••••• unclassifiedJun 12, 2003 to Jan 1, 2004 · Ocean, Nj
- B•• W••••• M••••••••• L•• unclassifiedNov 12, 2002 to Jul 27, 2009 · Lawrenceville, Nj
- B•• W••••• M••••••••• L•• to V••••• S••••••••• C•••••••••left Jul 27, 2009, registered Jun 12, 2003 (-2237 days) · Other
- V••••• S••••••••• C••••••••• to R••••••• F•••••••• S•••••••• I•••left Jan 1, 2004, registered Nov 3, 2003 (-59 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address