DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• W•••• K••

M•••• F•••••••• A•••••••BD affiliatedAlpharetta, Ga dual registrantIAPD 854810

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Randy W•••• Kim

At current firm

3 y

since Oct 3, 2022

In the industry

40 y

since Mar 18, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Oct 3, 2022 · Alpharetta, Ga
T•••• I••••••••• M••••••••• former
Dec 11, 2018 to Nov 15, 2022 · Bellevue, Wa
P••• W••••• M••••••••• unclassified
Aug 21, 2015 to Dec 23, 2016 · Bellevue, Wa
L•• F•••••••• L•• BD affiliated
Aug 12, 2005 to Aug 16, 2024 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to P••• W••••• M•••••••••
left Aug 16, 2024, registered Aug 21, 2015 (-3283 days) · Other
T•••• I••••••••• M••••••••• to M•••• F•••••••• A•••••••
left Nov 15, 2022, registered Oct 3, 2022 (-43 days) · RIA to RIA · moved with a team
P••• W••••• M••••••••• to T•••• I••••••••• M•••••••••
left Dec 23, 2016, registered Dec 11, 2018 (718 days) · Other

Signals

R•••••• W•••• K•• left L•• F•••••••• L•• for P••• W••••• M••••••••• (registered 2015-08-21)
Aug 16, 2024 · Advisor changed firm · fact
R•••••• W•••• K•• left T•••• I••••••••• M••••••••• for M•••• F•••••••• A••••••• (registered 2022-10-03)
Nov 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address