RIA Intelligence

• V•••••• A•••••••• I••• BD affiliated current
  since Sep 27, 2022 · Ellijay, Ga
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 27, 2016 to Sep 30, 2022 · Woodstock, Ga
• N•• A•••••• S•••••••• L•• former
  Aug 21, 2003 to Sep 22, 2016 · Atlanta, Ga
• O•••• F•• I••• former
  Mar 4, 2003 to Aug 18, 2003 · Atlanta, Ga

• K••••• A••••••• S•••••••• L•• to V•••••• A•••••••• I•••
  left Sep 30, 2022, registered Sep 27, 2022 (-3 days) · Affiliated broker-dealer or bank to another
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 27, 2016 (-148 days) · corporate re-registration, not a move
• O•••• F•• I••• to N•• A•••••• S•••••••• L••
  left Aug 18, 2003, registered Aug 21, 2003 (3 days) · Other

• G•••••• C•••••• F•••••• left K••••• A••••••• S•••••••• L•• for V•••••• A•••••••• I••• (registered 2022-09-27)
  Sep 30, 2022 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

46derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address