RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V••••• C••••••• L•• independent RIA currentsince Feb 15, 2022 · Chicago, Il
- V••••• C••••••• L•• independent RIANov 13, 2012 to Dec 31, 2021 · Chicago, Il
- V••••• C•••••• P•••••••• L•• formerSep 27, 2005 to Oct 30, 2012 · Chicago, Il
- V••••• C•••••• S••••••••• L•• unclassifiedJul 6, 1993 to Sep 27, 2005 · Chicago, Il
- V••••• C•••••• P•••••••• L•• to V••••• C••••••• L••left Oct 30, 2012, registered Nov 13, 2012 (14 days) · channel change inside one enterprise, not a move
- V••••• C•••••• S••••••••• L•• to V••••• C•••••• P•••••••• L••left Sep 27, 2005, registered Sep 27, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address