RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P••••••• I••••••••• M••••••••• I•• independent RIA currentsince Nov 23, 2020 · Spokane, Wa
- K•••• C••••••• I••• former currentsince Jun 7, 2012 · Spokane, Wa
- S•••••• V••••• W••••• A•••••••• L•• formerJul 18, 2016 to Nov 7, 2018 · San Jose, Ca
- S•••••• V••••• W••••• A•••••••• L•• formerDec 23, 2013 to Jul 6, 2016 · San Jose, Ca
- K•••• C••••••• I••• formerApr 4, 2006 to Dec 31, 2006 · Burlingame, Ca
- S•••••• V••••• W••••• A•••••••• L•• to P••••••• I••••••••• M••••••••• I••left Nov 7, 2018, registered Nov 23, 2020 (747 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address