RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• L•••••••
- M•••••• W• L••••••• C•• C••• I••• state registered currentsince May 30, 2013 · Covington, Ga
- R•••• I••••••••• A••••••• L•• BD affiliatedSep 14, 2011 to Apr 30, 2013 · Covington, Ga
- A••••••• A••••••• S••••••• formerSep 12, 2007 to Sep 30, 2011 · Lincoln, Ne
- R•••• I••••••••• A••••••• L•• to M•••••• W• L••••••• C•• C••• I•••left Apr 30, 2013, registered May 30, 2013 (30 days) · Other
- A••••••• A••••••• S••••••• to R•••• I••••••••• A••••••• L••left Sep 30, 2011, registered Sep 14, 2011 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address