RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• F•••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 5, 2025 · San Diego, Ca
- R•• C•••••• M••••••• L•• national BDJul 1, 2005 to Jun 11, 2025 · La Jolla, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 23, 1990 to Jul 6, 2005 · San Diego, Ca
- R•• C•••••• M••••••• L•• to L•• F•••••••• L••left Jun 11, 2025, registered Jun 5, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Jul 6, 2005, registered Jul 1, 2005 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- J••• T••••• F••••• left R•• C•••••• M••••••• L•• for L•• F•••••••• L•• (registered 2025-06-05)Jun 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address